FEES

 Plan establishment fee for start-up plans

• Online plan establishment and enrollment
• IRS-approved prototype plan document
• Toll-free administrative assistance
• Employer’s administrative guide  

 $100

 At establishment

 Plan administration and compliance fee

• Required compliance testing
• Form 5500 preparation (signature-ready)
• Participant tax filings (e.g., 1099R)
• Summary annual report (SAR)
• Up to 11 investment options¹
• Daily valuation recordkeeping
• Unlimited intra-account transfers
• Toll-free voice response system
• Summary plan description (SPD)

 $200

 At establishment, paid annually in advance

 EPlan Advisors

• Pre-screened funds
• Morningstar^TM fund data

EPlan Advisors’ fees are based upon total plan assets:

$0 - $249,999 = 0.50%

$250,000 - $499,999 = 0.45%

$500,000 - $999,999 = 0.40%

$1,000,000 - $1,999,999 = 0.35%

$2,000,000 - $3,999,999 = $0.30%

 Collected monthly

 Financial professional services

• Plan setup
• Education on investment options
• Annual plan review

Service fees are based upon total plan assets:

$0 - $99,999 = 1.00%

$100,000 - $249,999 = 0.75%

$250,000 or more = 0.50%

 Collected quarterly