FEES

One-Time Expenses:	Amount	Terms
Plan establishment fee for start-up plans	$500	At establishment
Online plan establishment and enrollment IRS-approved prototype plan document Toll-free administrative assistance Employer’s administrative guide
Plan conversion fee for existing plans	$1,000 plus $10 per active participant	At establishment

Annual Expenses	Annual Amount	Terms
Plan compliance fee¹ All requisite compliance testing Form 5500 preparation (signature-ready) Participant tax forms (i.e., 1099R) Summary annual report (SAR) Up to 12 investment options² Daily valuation recordkeeping Unlimited intra-account transfers Toll-free voice response system Summary plan description (SPD)	$1,000	Invoiced quarterly
Plan administrative fees are based upon the total number of full-time employees:
1 to 10 FTEs = $1,000 annually 11 to 24 FTEs = $1,250 annually 25 to 49 FTEs = $1,500 annually 50 to 99 FTEs = $1,750 annually 100 to 199 FTEs = $2,250 annually	200 to 299 FTEs = $3,000 annually 300 to 399 FTEs = $3,750 annually 400 to 499 FTEs = $4,250 annually Over 500 FTEs = $4,750 minimum ($750 + $8.00 per FTE)
Asset Fees³	Annual Amount	Terms
ePlan Advisors Multi-manager investment platform MorningstarTM fund data	0.50% (maximum)	Collected monthly
EPlan Advisors’ fees are based upon total plan assets:
$0 - $249,999 = 0.50% $250,000 - $499,999 = 0.45% $500,000 - $749,999 = 0.40% $750,000 - $999,999 = 0.36% $1,000,000 - $1,499,999 = 0.32%	$1,500,000 - $1,999,999 = 0.29% $2,000,000 - $2,499,999 = $0.26% $2,500,000 - $2,999,999 = 0.24% Over $3,000,000 = 0.22%
Your Financial Professional
Basic Service Plan setup Education on investment options Annual plan review Full service Plan setup Education on investment options Enrollment meetings Semiannual plan review	0.50% 1.00%	Collected quarterly Collected quarterly

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06/05

¹ The plan compliance and administrative fee will be reduced by $250 for Safe Harbor plans.

² The plan sponsor or its investment committee must make an independent decision about which investment options to include in the plan. Evergreen Connect k service providers and representatives do not act as investment advisors or fiduciaries to the plan, plan sponsor, trustee or participants.

³ Asset fees are for recordkeeping, account administrative and consulting/support services and not for investment management or investment advisory services. Asset fees are charged under agreements with ePlan Services, Inc., and ePlan Advisors LLC.

Wachovia Securities is the trade name used by two separate, registered broker-dealers and non-bank affiliates of Wachovia Corporation providing certain retail securities brokerage services: Wachovia Securities, LLC, Member NYSE/SIPC, and Wachovia Securities Financial Network, LLC, Member FINRA /SIPC.

Securities and Insurance Products: Not Insured by FDIC or any Federal Government Agency; May Lose Value; Not a Deposit of or Guaranteed by a Bank or any Bank Affiliate